Monday 19 November 2012

Health and Surveillance

Introduction
Every year many thousands of employees suffer or are made ill by the work that they do.  The harm may come from several occupation factors, such as:
  • Noise
    • Noise induced hearing loss (NIHL)
    • Tinnitus
  • Vibration
    • Hand-Arm Vibration Syndrome
  • Exposure to chemicals
    • Dermatitis
    • Skin sensitization
    • Reduced lung capacity
    • Occupational asthma
    • Respiratory sensitization
    • Poisoning (such as by lead)
The HSE estimates that between 1,500 and 3,000 people in Great Britain each year develop some form of occupational asthma.

Many of these illnesses can be identified by the process of health surveillance.  In some cases, they can be identified before too much harm is done.  Health surveillance is about putting in place systematic, regular and appropriate procedures to detect early signs of work-related ill health among employees exposed to certain health risks; and allowing the employer to act on the results.

Health Surveillance and Risk Assessment
Employers must carry out risk assessments.  These assessments must be suitable and sufficient to identify how employers (and also non-employees) can be harmed and how that harm can be avoided or, if this is not reasonably practicable, minimised.  The Management of Health and Safety at Work Regulations 1999 (MHSW) create this duty in all work situations and other sets of Regulations enforce this requirement in certain circumstances.  Schedule 1 of MHSW details a hierarchy that the employer must follow when considering control measures (i.e. measures to avoid or reduce the harm that people may suffer).  Health Surveillance is at the bottom of this hierarchy.  The main reason for this is:

  • Health Surveillance does nothing to protect the employee from harm – it merely allows the employee to determine t he amount of harm of the level of exposure to harmful agents (chemicals, noise, vibration, etc.).
When Health Surveillance should be carried out and by whom
Health surveillance should be carried out when all of the following conditions are satisfied:
  • The work being carried out (or the environment in which the work is being carried out) is known to damage health in some particular way
  • There are valid and safe ways to detect the disease or condition – It is important to understand that health surveillance is only worthwhile in situation where it can reliably show that damage to health is starting to happen or that there is a likelihood of such damage occurring. It is also important to understand that a particular health surveillance technique is only useful if:
    • it provides accurate results,
    • it is safe, and
    • it is practical.
  • It is reasonably likely that damage to health may occur under the particular conditions at work?
  • Health surveillance is likely to benefit employees
Health surveillance should also be carried out when it is expressly required by legislation, such as where an employee is engaged in one of the processes listed in Schedule 6 of the Control of Substances Hazardous to Health Regulations 2002 (such as: manufacture involving exposure to vinyl chloride monomer (VCM), pitch, carbon disulphide, potassium or sodium dichromate, auramine, Magenta or several other identified substances) and is likely to receive significant exposure to the substance involved.
 
Procedure
By whom
Examples
Self Checks
The employee
Self checks are suitable for those employees exposed to hazards who have been properly trained in how to look for easily recognisable signs and symptoms of disease.  The employee should know who to go to if they find anything that causes them concern.
Basic (visual) checks for signs of disease
Responsible Person
 
 
Skin inspections where people work substances that can cause dermatitis, such as:
  • Detergents
  • metalworking fluids (MWF)
  • shampoos
 
Enquiries about
symptoms, inspection
and examination
 
Qualified person
 
An occupational health:
o   Checking for signs of asthma
o   Measuring lung function
Audiologist:
o   Measuring hearing
 
Clinical examinations
 
Should be carried out by or be supervised by a doctor.
 
Interpretation of results may also require a doctor.
In some cases this is a legal duty (for example for employees exposed to lead); in others the nature of the tests will require the expertise of a doctor to interpret the results and advise on their significance.
Examination by a doctor is also likely to be necessary where health surveillance by a responsible person or an occupational health nurse has identified possible work-related ill health that requires further investigation, diagnosis and treatment.
 
Biological monitoring
and biological effect
monitoring
 
In general, these should be carried out by or supervised by a doctor.
 
The samples may be taken by a suitably trained person.
Blood testing for:
  • lead
  • mercury
  • carbon monoxide
Urine testing for:
  • cadmium
  • fluoride
Urine testing for breakdown products of:
  • isocyanates
  • styrene
 

 
Responsible Person
Anyone trained to identify straightforward signs and symptoms caused by working with certain substances or processes.  A responsible person must not be expected to diagnose the possible cause of symptoms.  Managers, supervisors or first aiders could carry out these checks. An occupational health doctor or nurse should train these people to recognise signs or symptoms requiring further assessment and to know when and how to refer employees.

Qualified person
A qualified person usually means an occupational health nurse checking, for example, for signs of asthma.  It can also be someone with appropriate technical knowledge, for example an audiologist carrying out hearing tests or someone trained to conduct lung function tests.

Typical health surveillance for those working with substances that may cause dermatitis
Skin health surveillance should be considered in cases were workers:

  • Have the following occupations: construction work, health service work, rubber making, printing, paint spraying, agriculture, horticulture, electroplating, cleaning, catering, hairdressing, floristry
  • Are (potentially) exposed to any of the following substances: epoxy resins, latex, rubber chemicals, soaps and cleaners, metalworking fluids, cement, wet work, enzymes, corrosive chemicals, irritant chemicals, solvents and other similar organic liquids (such as paint thinners, etc.)
  • Are (potentially) exposed to any products that are labelled:
    • R43 ‘May cause sensitisation by skin contact’
    • R42/43 ‘May cause sensitisation by inhalation and skin contact’.
Typical forms that the skin health surveillance could take include:
  • Assessing the skin condition of workers as soon as possible after they start (and preferably within six weeks) a relevant job to provide a baseline.
  • Implementing regular testing at appropriate intervals (such as monthly, every few months or annually - as advised by an occupational health practitioner)
  • The regular testing could involve a suitable questionnaire and skin inspection (hands, forearms and, if these can be contaminated, lower legs) by a responsible person.
Typical health surveillance for those working with substances that may cause (occupational) asthma

Respiratory health surveillance should be considered in cases were workers:

  • Have the following occupations: bakers, food processors, beauty service providers, cleaners, painters, repairers (including electronics), welders and woodworkers (including forestry).
  • Are (potentially) exposed to any of the following substances: isocyanates (such as in two-pack spray paints), glutaraldehyde, wood dust (hard wood, soft wood, MDF, plywood, etc), latex (such as from powdered natural rubber latex gloves), flour dust, grain dust, rosin-cored solder fume, laboratory animals or glues and resins
  • Are (potentially) exposed to any products labelled:
    • R42 ‘May cause sensitisation by inhalation’ (may lead to asthma)
    • R42/43 ‘May cause sensitisation by inhalation and skin contact’; or
  • Have had a confirmed case of (occupational) asthma.
Typical forms that the respiratory health surveillance could take include:
  • Assessing the respiratory health of workers before they start a relevant job to provide a baseline.  This could be achieved by a combination of questionnaire and lung function assessment.
  • Implementing regular testing (again a combination of questionnaire and lung function assessment) at appropriate intervals (nominally annually or as advised by the health professional.
  • Arranging for the results to be explained to the worker by the health professional.
  • Arranging for the health professional to report to the employer on the fitness of the worker to work.
  • Interpreting the results of the health surveillance (in conjunction with the health professional) and identify whether there is any requirement to revise the risk assessment, and if so in what way.
  • Appointing a responsible person (supported by the health professional) to report any symptoms that occur between tests.
  • Setting up a simple system to keep and monitor attendance records to identify any patterns in sickness absence.
Making and keeping Health Surveillance Records
All health surveillance programmes should include the keeping of suitable records, including a health record for each individual. These are important as they provide:
  • An historical record of jobs involving exposure to substances or processes that require health surveillance;
  • A record of the outcome of previous health surveillance procedures
  • A demonstration (to enforcing authorities) that health surveillance has been carried out.
  • Useful information that may later provide a defence in the event of prosecution or civil proceedings.
The records should contain, as a minimum, the following information:
  • Full name
  • Gender
  • Date of birth
  • Employee’s address
  • NI Number
  • Date of start of current employment
  • Brief employment history (of jobs with exposure to hazardous substances, etc.)
  • Conclusions of health surveillance
Health surveillance records should be retained for a minimum period of 40 years (or should be passed to the HSE if the company ceases trading).  As with all personal data being held by a company, there are various data protection issues that must be considered.

Summary
Health surveillance is important as a means of demonstrating that the control measures put in place to protect workers from harm are effective.  Health surveillance is, however, ineffective as a control measure in its own right as it can only measure how much, or how little, harm has been done to an individual – it cannot protect them from that harm.  Health surveillance can be carried out in a number of different ways by different groups of people.  Whenever an organisation is considering the introduction of health surveillance, health professionals should be consulted to help to plan and design the service to be provided.  Health surveillance should be carried out at appropriate, regular intervals and suitable records of should be maintained of all health surveillance.

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